| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2016-12-19 | 2025-02-21 |
| Rep | 就機構融資提供意見 | 2012-06-07 | 2016-12-18 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2008-09-16 | 2011-01-27 |
| Rep | 證券交易 | 2008-09-16 | 2011-01-27 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2008-09-16 | 2011-01-27 |