| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2020-02-26 | 2022-05-27 |
| Rep | 提供資產管理 | 2020-02-26 | 2022-05-27 | |
| CITIC Securities International Global Markets Limited | Rep | 期貨合約交易 | 2020-02-26 | 2022-05-27 |
| Rep | 證券交易 | 2020-02-26 | 2022-05-27 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2018-04-03 | 2019-07-08 |
| Rep | 證券交易 | 2018-04-03 | 2019-07-08 | |
| Rep | 期貨合約交易 | 2018-03-09 | 2018-03-28 | |
| Rep | 證券交易 | 2018-03-09 | 2018-03-28 | |
| Rep | 期貨合約交易 | 2018-01-05 | 2018-02-16 | |
| Rep | 證券交易 | 2018-01-05 | 2018-02-16 |