| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Leo Asset Management Limited | RO | 就證券提供意見 | 2026-05-13 | - |
| Yuen Meta (International) Securities Limited | RO | 證券交易 | 2026-05-13 | - |
| Leo Asset Management Limited | Rep | 就證券提供意見 | 2025-09-29 | 2026-05-13 |
| Yuen Meta (International) Securities Limited | Rep | 證券交易 | 2025-09-29 | 2026-05-13 |
| Golden Rich Securities Limited | RO | 就證券提供意見 | 2024-10-14 | 2025-04-30 |
| RO | 證券交易 | 2024-10-14 | 2025-04-30 | |
| Rep | 就證券提供意見 | 2024-08-08 | 2024-10-14 | |
| Rep | 證券交易 | 2024-08-08 | 2024-10-14 | |
| Waton Securities International Limited | Rep | 證券交易 | 2018-01-08 | 2024-06-21 |