| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期貨合約交易 | 2021-11-29 | - |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2021-11-29 | - |
| Rep | 證券交易 | 2021-11-29 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-10-18 | 2020-06-16 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2018-09-03 | 2020-06-16 |
| Rep | 證券交易 | 2018-09-03 | 2020-06-16 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2018-01-10 | 2018-04-20 |
| Rep | 證券交易 | 2018-01-10 | 2018-04-20 |
已採集記錄中暫無金管局登記。