| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2026-07-22 | - |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2026-07-22 | - |
| iFAST Financial (HK) Limited | Rep | 證券交易 | 2025-09-22 | 2026-07-13 |
| iFAST Securities (HK) Limited | Rep | 證券交易 | 2025-09-22 | 2026-07-13 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2025-06-04 | 2025-06-21 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 提供資產管理 | 2020-02-10 | 2022-07-24 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2020-02-10 | 2022-07-24 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2020-01-14 | 2022-07-24 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2019-10-02 | 2019-12-20 |
| YUANTA FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2019-04-12 | 2019-06-21 |
| Grand International Futures Co., Limited | Rep | 期貨合約交易 | 2018-01-11 | 2019-03-31 |
已採集記錄中暫無金管局登記。