| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2025-05-09 | - |
| Rep | 證券交易 | 2025-05-09 | - | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2019-10-08 | 2025-04-10 |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2019-09-06 | 2025-04-10 |
| Rep | 證券交易 | 2019-09-06 | 2025-04-10 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 證券交易 | 2019-09-06 | 2025-04-10 |
| CMB International Securities Limited | Rep | 就證券提供意見 | 2019-02-27 | 2019-07-30 |
| Rep | 證券交易 | 2019-01-30 | 2019-07-30 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | 2018-01-16 | 2018-11-23 |
| Rep | 證券交易 | 2018-01-16 | 2018-11-23 |
已採集記錄中暫無金管局登記。