| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2025-12-08 | - |
| Rep | 就證券提供意見 | 2025-12-08 | - | |
| Rep | 證券交易 | 2025-12-08 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-08-18 | 2025-09-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2025-08-18 | 2025-09-02 |
| Rep | 證券交易 | 2025-08-18 | 2025-09-02 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 證券交易 | 2021-07-02 | 2023-12-03 |
| Rep | 就機構融資提供意見 | 2021-06-11 | 2023-12-03 | |
| BOCI ASIA LIMITED | Rep | 就機構融資提供意見 | 2018-01-18 | 2021-05-07 |
已採集記錄中暫無金管局登記。