| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 證券交易 | 2017-03-09 | 2018-07-31 |
| Rep | 期貨合約交易 | 2014-08-08 | 2018-07-31 | |
| Rep | 證券交易 | 2012-11-08 | 2017-03-09 | |
| Rep | 證券交易 | 2012-06-25 | 2012-06-29 | |
| Rep | 證券交易 | 2011-09-05 | 2011-09-12 | |
| Rep | 證券交易 | 2011-03-21 | 2011-03-25 | |
| Rep | 證券交易 | 2011-03-11 | 2011-03-18 | |
| Rep | 證券交易 | 2010-03-15 | 2010-03-20 | |
| Rep | 證券交易 | 2009-03-16 | 2009-03-28 | |
| Rep | 證券交易 | 2008-10-27 | 2008-10-31 |