| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TPG Capital, Limited | Rep | 就證券提供意見 | 2022-12-22 | 2024-12-31 |
| Rep | 證券交易 | 2022-12-22 | 2024-12-31 | |
| NewQuest Capital Advisors (HK) Limited | Rep | 提供資產管理 | 2012-03-08 | 2022-12-21 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2011-04-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2008-11-03 | 2011-04-15 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2008-11-03 | 2010-08-20 |