| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 證券交易 | 2011-04-04 | 2011-04-08 |
| Rep | 證券交易 | 2010-12-10 | 2010-12-15 | |
| Rep | 證券交易 | 2010-10-15 | 2010-10-19 | |
| Rep | 證券交易 | 2010-07-16 | 2010-07-21 | |
| Rep | 證券交易 | 2010-05-11 | 2010-05-14 | |
| Rep | 證券交易 | 2010-03-02 | 2010-03-05 | |
| Rep | 證券交易 | 2009-11-30 | 2009-12-11 | |
| Rep | 證券交易 | 2009-07-22 | 2009-07-24 | |
| Rep | 證券交易 | 2009-03-18 | 2009-03-21 | |
| Rep | 證券交易 | 2008-11-13 | 2008-11-20 |