| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED | RO | 就證券提供意見 | 2026-04-08 | - |
| RO | 提供資產管理 | 2026-04-08 | - | |
| Rep | 就證券提供意見 | 2026-01-21 | 2026-04-08 | |
| Rep | 提供資產管理 | 2026-01-21 | 2026-04-08 | |
| WEST BULL FINANCIAL LIMITED | RO | 就機構融資提供意見 | 2024-11-26 | 2025-05-30 |
| WEST BULL SECURITIES LIMITED | Rep | 提供資產管理 | 2024-11-26 | 2025-05-30 |
| RO | 證券交易 | 2024-11-26 | 2025-05-30 | |
| WEST BULL FINANCIAL LIMITED | Rep | 就機構融資提供意見 | 2024-10-28 | 2024-11-26 |
| EMINENCE CAPITAL PARTNERS LIMITED | RO | 就機構融資提供意見 | 2023-01-09 | 2024-07-29 |
| CINDA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2018-06-08 | 2022-02-16 |
| Rep | 就機構融資提供意見 | 2018-04-10 | 2018-06-08 | |
| RO | 就機構融資提供意見 | 2017-07-17 | 2018-02-17 | |
| RO | 證券交易 | 2017-07-17 | 2022-02-16 | |
| Rep | 就機構融資提供意見 | 2017-06-14 | 2017-07-17 | |
| Rep | 證券交易 | 2017-06-14 | 2017-07-17 | |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就機構融資提供意見 | 2015-04-21 | 2017-04-19 |
| Rep | 就證券提供意見 | 2015-04-21 | 2017-04-19 | |
| Rep | 提供資產管理 | 2015-04-21 | 2017-04-19 | |
| Rep | 期貨合約交易 | 2015-04-21 | 2017-04-19 | |
| Rep | 證券交易 | 2015-04-21 | 2017-04-19 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-11-18 | 2015-04-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 提供資產管理 | 2012-06-11 | 2015-04-01 |
| South China Forex Limited | Rep | 槓桿式外匯交易 | 2012-06-11 | 2015-04-01 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | Rep | 就證券提供意見 | 2011-12-29 | 2015-04-01 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-12-29 | 2015-04-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2011-11-08 | 2015-04-01 |
| SFGHK Limited | RO | 證券交易 | 2010-05-12 | 2011-09-15 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2008-12-16 | 2010-02-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就證券提供意見 | 2008-12-16 | 2010-02-01 |
| Rep | 證券交易 | 2008-12-16 | 2010-02-01 |
已採集記錄中暫無金管局登記。