| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited | Rep | 就證券提供意見 | 2010-11-26 | 2010-12-03 |
| Rep | 就證券提供意見 | 2010-08-11 | 2010-08-13 | |
| Rep | 就證券提供意見 | 2010-06-01 | 2010-06-03 | |
| Rep | 就證券提供意見 | 2010-05-03 | 2010-05-07 | |
| Rep | 就證券提供意見 | 2010-03-18 | 2010-03-25 | |
| Rep | 就證券提供意見 | 2010-03-01 | 2010-03-05 | |
| Rep | 就證券提供意見 | 2010-02-02 | 2010-02-05 | |
| Rep | 就證券提供意見 | 2009-11-24 | 2009-11-25 | |
| Rep | 就證券提供意見 | 2009-11-16 | 2009-11-20 | |
| Rep | 就證券提供意見 | 2009-08-25 | 2009-08-28 | |
| Rep | 就證券提供意見 | 2009-08-07 | 2009-08-14 | |
| Rep | 就證券提供意見 | 2009-05-27 | 2009-06-05 | |
| Rep | 就證券提供意見 | 2009-03-02 | 2009-03-06 | |
| Rep | 就證券提供意見 | 2008-11-11 | 2008-11-13 |