| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PO SANG SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-08-13 | 2019-07-02 |
| Rep | 證券交易 | 2018-08-13 | 2019-07-02 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-07-09 | 2015-07-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2013-07-09 | 2015-07-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-07-20 | 2013-04-24 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2012-07-20 | 2013-04-24 |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2011-02-18 | 2011-08-19 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2010-04-01 | 2011-08-19 |
| Quam Securities Limited | Rep | 證券交易 | 2008-11-07 | 2010-03-01 |