| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AP Capital Limited | RO | 證券交易 | 2023-08-22 | - |
| RO | 就證券提供意見 | 2022-10-12 | - | |
| RO | 提供資產管理 | 2022-10-12 | - | |
| Rep | 就證券提供意見 | 2022-06-10 | 2022-10-12 | |
| Rep | 提供資產管理 | 2022-06-10 | 2022-10-12 | |
| Quam Securities Limited | Rep | 證券交易 | 2010-02-10 | 2010-04-30 |
| Rep | 就證券提供意見 | 2010-01-13 | 2010-04-30 | |
| Rep | 提供資產管理 | 2010-01-13 | 2010-04-30 | |
| WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2009-04-23 | 2009-11-23 |
| Rep | 就證券提供意見 | 2009-01-19 | 2009-11-23 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就證券提供意見 | 2008-11-14 | 2008-12-08 |
已採集記錄中暫無金管局登記。