| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gary Cheng Securities Limited | Rep | 證券交易 | 2022-07-18 | - |
| CNI Securities Group Limited | Rep | 證券交易 | 2020-06-01 | 2022-04-11 |
| CIF Securities Futures Limited | Rep | 期貨合約交易 | 2019-06-20 | 2020-05-22 |
| Rep | 證券交易 | 2019-06-20 | 2020-05-22 | |
| Nerico Brothers Limited (HK) | Rep | 證券交易 | 2013-04-23 | 2013-06-28 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2008-12-09 | 2008-12-18 |
| Rep | 證券交易 | 2008-12-09 | 2008-12-18 |