| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | Rep | 期貨合約交易 | 2010-04-29 | 2011-08-16 |
| Rep | 證券交易 | 2010-04-29 | 2011-08-16 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-12-09 | 2010-01-25 |
| Rep | 期貨合約交易 | 2008-12-09 | 2010-01-25 | |
| Rep | 證券交易 | 2008-12-09 | 2010-01-25 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2008-12-09 | 2010-01-25 |