| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2011-01-04 | 2011-08-16 |
| Rep | 槓桿式外匯交易 | 2011-01-04 | 2011-08-16 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-01-04 | 2011-08-16 |
| MF Global Hong Kong Limited | Rep | 槓桿式外匯交易 | 2008-12-12 | 2010-10-29 |