| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-11-23 | 2021-03-24 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 證券交易 | 2015-06-12 | 2017-01-24 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2012-05-18 | 2013-07-17 |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2009-01-12 | 2009-11-02 |