| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Immensus Capital Investment Management (HK) Limited | RO | 提供資產管理 | 2021-08-11 | 2025-08-12 |
| VMS Asset Management Limited | Rep | 提供資產管理 | 2019-08-23 | 2020-09-25 |
| VMS Securities Limited | Rep | 就證券提供意見 | 2019-08-23 | 2020-08-21 |
| Rep | 證券交易 | 2019-08-23 | 2020-09-25 | |
| PROBITAS HONG KONG LIMITED | Rep | 就證券提供意見 | 2016-05-30 | 2017-02-16 |
| Rep | 證券交易 | 2016-05-30 | 2017-02-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-01-06 | 2009-02-24 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-01-06 | 2009-02-24 |