| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Peakhouse Asset Management Limited | Rep | 證券交易 | 2025-02-10 | - |
| Rep | 就證券提供意見 | 2023-07-07 | - | |
| Rep | 提供資產管理 | 2023-07-07 | - | |
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2012-03-30 | 2012-08-02 |
| Rep | 證券交易 | 2012-03-30 | 2012-08-02 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-01-21 | 2009-07-14 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-01-21 | 2009-07-14 |
| Rep | 證券交易 | 2009-01-21 | 2009-07-14 |
已採集記錄中暫無金管局登記。