| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited | Rep | 證券交易 | 2012-10-17 | 2014-01-13 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-03-09 | 2009-09-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-03-09 | 2009-09-30 |
| Rep | 證券交易 | 2009-03-09 | 2009-09-30 |