| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2020-01-21 | - |
| RO | 就證券提供意見 | 2014-05-20 | - | |
| RO | 證券交易 | 2014-05-20 | - | |
| Rep | 就證券提供意見 | 2013-08-20 | 2014-05-20 | |
| Rep | 證券交易 | 2013-08-20 | 2014-05-20 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-01-20 | 2010-04-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-01-20 | 2010-04-12 |