| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2020-12-16 | 2023-09-29 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2020-03-09 | 2020-11-13 |
| Rep | 證券交易 | 2020-03-09 | 2020-11-13 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-01-30 | 2010-02-05 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-01-30 | 2010-02-05 |
| Rep | 證券交易 | 2009-01-30 | 2010-02-05 |