| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就證券提供意見 | 2024-12-17 | - |
| RO | 證券交易 | 2024-12-17 | - | |
| Rep | 就證券提供意見 | 2024-07-25 | 2024-12-17 | |
| Rep | 證券交易 | 2024-07-25 | 2024-12-17 | |
| Pulse Wealth Limited | RO | 就證券提供意見 | 2022-12-14 | 2023-12-08 |
| RO | 證券交易 | 2022-12-14 | 2023-12-08 | |
| Rep | 就證券提供意見 | 2022-10-12 | 2022-12-14 | |
| Rep | 證券交易 | 2022-10-12 | 2022-12-14 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 就證券提供意見 | 2021-06-15 | 2022-04-22 |
| RO | 證券交易 | 2018-08-07 | 2022-04-22 | |
| Rep | 證券交易 | 2018-06-29 | 2018-08-07 | |
| INSUBEST FINANCIAL & MPF PLANNING LIMITED | Rep | 就證券提供意見 | 2009-03-02 | 2011-01-13 |
已採集記錄中暫無金管局登記。