| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TIGER BROKERS (HK) GLOBAL LIMITED | Rep | 期貨合約交易 | 2019-04-15 | 2022-02-07 |
| Rep | 證券交易 | 2019-04-15 | 2022-02-07 | |
| Rep | 期貨合約交易 | 2019-03-21 | 2019-04-01 | |
| Rep | 證券交易 | 2019-03-21 | 2019-04-01 | |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-09-06 | 2019-03-11 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2018-09-06 | 2019-03-11 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2018-02-01 | 2018-08-12 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-02-01 | 2018-08-12 |