| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2009-02-13 | 2010-11-13 |
| Newedge Broker Limited | Rep | 期貨合約交易 | 2009-02-13 | 2009-07-31 |
| Rep | 證券交易 | 2009-02-13 | 2009-07-31 | |
| SG Asset Finance (Hong Kong) Limited | Rep | 期貨合約交易 | 2009-02-13 | 2010-11-13 |
| Rep | 證券交易 | 2009-02-13 | 2010-11-13 |