| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2026-07-28 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2026-07-28 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2021-09-16 | 2022-08-26 |
| Rep | 證券交易 | 2021-09-16 | 2022-08-26 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2018-02-02 | 2021-07-09 |
| Rep | 證券交易 | 2018-02-02 | 2021-07-09 |