| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | 槓桿式外匯交易 | 2020-11-20 | - |
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-05 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2015-09-22 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-03-10 | 2009-07-01 |