| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| THK CAPITAL GROUP LIMITED | RO | 就證券提供意見 | 2022-03-16 | 2022-09-16 |
| RO | 提供資產管理 | 2022-03-16 | 2022-09-16 | |
| RO | 證券交易 | 2022-03-16 | 2022-09-16 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-03-06 | 2009-04-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-03-06 | 2009-04-08 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-03-06 | 2009-04-08 |