| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | 就證券提供意見 | 2024-03-14 | - |
| Rep | 提供資產管理 | 2024-03-14 | - | |
| Plutus Securities Limited | Rep | 證券交易 | 2024-03-14 | - |
| CF SECURITIES LIMITED | Rep | 證券交易 | 2020-07-02 | 2023-10-26 |
| SR Wealth Securities Limited | RO | 就證券提供意見 | 2019-06-27 | 2019-09-23 |
| RO | 證券交易 | 2019-05-29 | 2019-09-23 | |
| Rep | 證券交易 | 2019-05-02 | 2019-05-29 | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 期貨合約交易 | 2011-12-05 | 2019-04-25 |
| Rep | 證券交易 | 2011-12-05 | 2019-04-25 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 證券交易 | 2009-03-17 | 2011-07-23 |
已採集記錄中暫無金管局登記。