| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Gateway Private Markets (HK) Limited | RO | 提供資產管理 | 2019-07-08 | 2021-03-19 |
| RO | 證券交易 | 2019-07-08 | 2021-03-19 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-03-17 | 2010-03-12 |
| Rep | 就證券提供意見 | 2009-03-17 | 2010-03-12 | |
| Rep | 證券交易 | 2009-03-17 | 2010-03-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-03-17 | 2010-03-12 |