| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Emperor Asset Management Limited | Rep | 就證券提供意見 | 2026-02-24 | 2026-09-18 |
| Rep | 提供資產管理 | 2026-02-24 | 2026-09-18 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就證券提供意見 | 2023-12-20 | 2025-03-25 |
| Emperor Wealth Management Limited | Rep | 就證券提供意見 | 2023-12-20 | 2026-09-18 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2023-06-20 | 2026-09-18 |
| Emperor Wealth Management Limited | Rep | 證券交易 | 2023-06-20 | 2026-09-18 |
| ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | 證券交易 | 2018-02-08 | 2020-04-14 |