| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | RO | 提供資產管理 | 2021-12-29 | 2024-09-07 |
| RO | 就證券提供意見 | 2020-04-15 | 2024-09-07 | |
| RO | 證券交易 | 2020-04-15 | 2024-09-07 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-10-23 | 2024-09-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2018-07-19 | 2020-04-15 |
| Rep | 證券交易 | 2018-07-19 | 2020-04-15 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 證券交易 | 2009-03-26 | 2009-09-09 |