| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TIAG Securities Trading Limited | RO | 證券交易 | 2024-01-18 | 2026-08-04 |
| Rep | 證券交易 | 2024-01-11 | 2024-01-18 | |
| Volant Trading Asia Limited | RO | 期貨合約交易 | 2022-07-13 | 2023-05-12 |
| RO | 證券交易 | 2022-07-13 | 2023-05-12 | |
| Maven Asia (Hong Kong) Limited | Rep | 期貨合約交易 | 2018-11-27 | 2020-11-11 |
| Rep | 證券交易 | 2018-11-27 | 2020-11-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2018-02-12 | 2018-07-03 |
| Rep | 證券交易 | 2018-02-12 | 2018-07-03 |