| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2026-03-27 | - |
| Rep | 就證券提供意見 | 2026-02-12 | - | |
| Rep | 就機構融資提供意見 | 2026-02-12 | 2026-03-27 | |
| CLSA LIMITED | Rep | 證券交易 | 2026-02-12 | - |
| CMBC International Capital Limited | RO | 就機構融資提供意見 | 2025-09-23 | 2025-12-13 |
| Rep | 就機構融資提供意見 | 2021-08-03 | 2025-09-23 | |
| Rep | 證券交易 | 2021-08-03 | 2025-12-13 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-08-03 | 2025-12-13 |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | 就機構融資提供意見 | 2018-02-13 | 2021-07-16 |
| Rep | 就證券提供意見 | 2018-02-13 | 2021-07-16 | |
| Rep | 證券交易 | 2018-02-13 | 2021-07-16 |