| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2013-05-20 | 2013-07-25 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2011-10-31 | 2013-03-29 |
| Macquarie Asia Securities Limited | Rep | 期貨合約交易 | 2009-06-25 | 2010-12-01 |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2009-04-30 | 2010-12-01 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 證券交易 | 2009-04-30 | 2010-12-01 |