| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2025-12-24 | - |
| Rep | 就證券提供意見 | 2025-12-24 | - | |
| Rep | 提供資產管理 | 2025-12-24 | - | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2025-12-24 | - |
| Rep | 提供資產管理 | 2025-12-24 | - | |
| Rep | 證券交易 | 2025-12-24 | - | |
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2024-08-21 | 2025-04-30 |
| Rep | 證券交易 | 2024-08-21 | 2025-04-30 | |
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | Rep | 就證券提供意見 | 2022-03-10 | 2024-08-02 |
| Rep | 證券交易 | 2022-03-10 | 2024-08-02 | |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | 證券交易 | 2021-11-19 | 2022-02-16 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2016-05-20 | 2021-10-06 |
| Rep | 就證券提供意見 | 2016-05-20 | 2021-10-06 | |
| Rep | 提供資產管理 | 2016-05-20 | 2021-10-06 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2016-05-20 | 2020-12-09 |
| Rep | 就證券提供意見 | 2016-05-20 | 2020-12-09 | |
| Rep | 提供資產管理 | 2016-05-20 | 2020-12-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2016-05-20 | 2021-10-06 |
| Rep | 提供資產管理 | 2016-05-20 | 2021-10-06 | |
| Rep | 證券交易 | 2016-05-20 | 2021-10-06 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2009-04-30 | 2009-11-27 |
已採集記錄中暫無金管局登記。