| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| True Partner Advisor Hong Kong Limited | RO | 提供資產管理 | 2011-06-01 | 2012-08-06 |
| Rep | 提供資產管理 | 2010-10-11 | 2011-06-01 | |
| All Options Hong Kong Limited | Rep | 期貨合約交易 | 2009-07-15 | 2010-02-01 |
| Rep | 證券交易 | 2009-07-15 | 2010-02-01 | |
| ALL OPTIONS ASIA LIMITED | Rep | 期貨合約交易 | 2009-05-06 | 2010-02-01 |
| Rep | 證券交易 | 2009-05-06 | 2010-02-01 |