| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited | RO | 提供資產管理 | 2021-02-01 | - |
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | 證券交易 | 2017-04-25 | 2017-10-25 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2012-01-10 | 2015-03-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2012-01-10 | 2015-03-01 |
| Rep | 證券交易 | 2012-01-10 | 2015-03-01 | |
| SKYWAY-PHAROS ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-09-23 | 2011-11-30 |
| Rep | 提供資產管理 | 2011-09-23 | 2011-11-30 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-06-24 | 2010-01-31 |
已採集記錄中暫無金管局登記。