| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就證券提供意見 | 2020-10-28 | 2022-07-18 |
| Rep | 證券交易 | 2020-10-28 | 2022-07-18 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2020-10-28 | 2022-07-18 |
| Torq Capital Management (HK) Limited | RO | 提供資產管理 | 2016-10-04 | 2017-03-31 |
| BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL) | Rep | 提供資產管理 | 2013-09-03 | 2016-02-26 |
| Azentus Capital Management Limited | RO | 提供資產管理 | 2011-02-21 | 2013-03-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2009-05-26 | 2011-01-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2009-05-26 | 2011-01-13 |