| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AUSTRAX SECURITIES LIMITED | Rep | 證券交易 | 2017-06-26 | 2025-12-04 |
| TSE'S SECURITIES LIMITED | Rep | 證券交易 | 2014-09-05 | 2017-06-19 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2009-06-05 | 2009-11-23 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2009-06-05 | 2011-08-13 |