| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANSUI CAPITAL COMPANY LIMITED | Rep | 就證券提供意見 | 2025-05-21 | - |
| Rep | 提供資產管理 | 2025-05-21 | - | |
| Rep | 證券交易 | 2025-05-21 | - | |
| Dynasty Alliance Investment Management Limited | Rep | 就證券提供意見 | 2021-12-16 | 2025-05-08 |
| Rep | 提供資產管理 | 2021-12-16 | 2025-05-08 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2017-10-10 | 2021-06-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2017-10-10 | 2021-06-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-05-29 | 2009-10-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-05-29 | 2009-10-01 |
已採集記錄中暫無金管局登記。