| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PARAMETRICA MANAGEMENT LIMITED | RO | 提供資產管理 | 2019-11-01 | - |
| Rep | 提供資產管理 | 2013-11-01 | 2019-11-01 | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-02-11 | 2011-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-06 | 2011-08-08 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2010-07-06 | 2011-08-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2009-06-15 | 2010-05-21 |