| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2021-07-02 | - |
| Rep | 就證券提供意見 | 2021-07-02 | - | |
| Rep | 提供資產管理 | 2021-07-02 | - | |
| Rep | 證券交易 | 2021-07-02 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2021-07-02 | - |
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | 期貨合約交易 | 2020-07-06 | 2021-01-20 |
| Rep | 證券交易 | 2020-07-06 | 2021-01-20 | |
| Rep | 就期貨合約提供意見 | 2018-09-19 | 2021-01-20 | |
| Rep | 就證券提供意見 | 2018-09-19 | 2021-01-20 | |
| Rep | 提供資產管理 | 2018-09-19 | 2021-01-20 | |
| BNY Mellon Investment Management Hong Kong Limited | Rep | 就證券提供意見 | 2016-06-28 | 2018-09-07 |
| Rep | 提供資產管理 | 2016-06-28 | 2018-09-07 | |
| Rep | 證券交易 | 2016-06-28 | 2018-09-07 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就期貨合約提供意見 | 2013-05-30 | 2016-06-10 |
| Rep | 就證券提供意見 | 2013-05-30 | 2016-06-10 | |
| Rep | 證券交易 | 2013-05-30 | 2016-06-10 | |
| Rep | 證券交易 | 2009-06-22 | 2009-08-22 |
已採集記錄中暫無金管局登記。