| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2015-07-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 提供自動化交易服務 | 2015-07-29 | 2018-11-01 |
| Rep | 期貨合約交易 | 2015-07-29 | 2021-08-19 | |
| Rep | 證券交易 | 2015-07-29 | 2021-08-19 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-08-09 | 2015-04-09 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2013-05-27 | 2013-08-09 |
| Rep | 證券交易 | 2013-05-27 | 2015-04-09 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2013-05-27 | 2015-04-09 |
| Rep | 證券交易 | 2013-05-27 | 2015-04-09 | |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2009-07-06 | 2010-05-11 |