| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | 提供資產管理 | 2020-06-26 | - |
| Nine Masts Capital Limited | Rep | 提供資產管理 | 2017-05-02 | 2020-06-05 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2014-08-04 | 2017-03-16 |
| Rep | 證券交易 | 2014-08-04 | 2017-03-16 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2014-08-04 | 2017-03-16 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2009-07-09 | 2010-06-26 |