| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2019-02-02 |
| Rep | 證券交易 | 2016-06-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2016-06-24 | 2019-02-02 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2012-03-27 | 2014-08-26 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2012-03-27 | 2014-08-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2009-07-13 | 2009-10-13 |