| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Meraki Global Advisors (HK) Limited | RO | 期貨合約交易 | 2024-05-31 | 2025-05-31 |
| RO | 證券交易 | 2024-05-31 | 2025-05-31 | |
| Rep | 期貨合約交易 | 2023-03-30 | 2024-05-31 | |
| Rep | 證券交易 | 2023-03-30 | 2024-05-31 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 證券交易 | 2016-07-27 | 2020-07-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | 證券交易 | 2015-02-25 | 2016-06-02 |
| MIRABAUD (ASIA) LIMITED | Rep | 就證券提供意見 | 2009-07-15 | 2010-09-30 |
| Rep | 證券交易 | 2009-07-15 | 2010-09-30 |