| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited | RO | 就機構融資提供意見 | 2014-07-16 | 2016-09-12 |
| RO | 就證券提供意見 | 2014-07-16 | 2016-09-12 | |
| RO | 證券交易 | 2014-07-16 | 2016-09-12 | |
| Rep | 就機構融資提供意見 | 2014-05-13 | 2014-07-16 | |
| Rep | 就證券提供意見 | 2014-05-13 | 2014-07-16 | |
| Rep | 證券交易 | 2014-05-13 | 2014-07-16 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2009-08-03 | 2011-09-03 |
| Rep | 就證券提供意見 | 2009-08-03 | 2011-09-03 | |
| Rep | 證券交易 | 2009-08-03 | 2011-09-03 |