| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 提供資產管理 | 2024-07-29 | - |
| Rep | 證券交易 | 2023-02-23 | - | |
| BRIGHT SMART FOREX LIMITED | Rep | 槓桿式外匯交易 | 2020-03-25 | 2023-02-07 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期貨合約交易 | 2019-07-04 | 2023-02-07 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2019-07-04 | 2023-02-07 |
| CHIEF COMMODITIES LIMITED | Rep | 期貨合約交易 | 2018-03-08 | 2019-04-30 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2018-03-08 | 2019-04-30 |